Securities Law

Our attorneys are familiar with state and federal law regarding the sale of securities, and can assist you with preparing and implementing a plan to finance your business, including the private offering of restricted securities. We are also expereinecd with investments in start-up companies and in the drafting of employee stock option plans (ESOPs - both qualified (ISO) and non-qualified (NSO) plans), employee stock purchase plans (ESPPs), and in the filing of the necessary documents to ensure such plans are recognized as exempt from securities registration requirements.

Representative Transactions:

  • Prepared private placement documents and notices in connection with private securities offerings raising over $20 million in the last three and one-half years.

Steven T. Minor